Posts Tagged ‘RIA’

Independent Broker Dealer, Hybrid, RIA or Tuck-In?

The many structures of being an independent financial advisor I wrote a story for InvestmentNews back in March that broke down the different structures an independent advisor could choose. InvestmentNews Story While not much has changed since then, I still find this topic to be at the forefront of advisors minds. Advisors consistently ask me…

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Independent Broker Dealers rebranding their RIAs

Changes are as a result of industry demand for RIA options For years now, the financial services industry has been seeing a shift towards advisors doing more advisory business.  This swing has caused some advisors to explore a variety of independent structures including starting their own RIA or tucking in to an existing RIA.  In…

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