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Archive for April 2017

DOL fiduciary rule up in the air

Broker Dealer changes coming regardless of how things play out with the fiduciary rule In a recent article in Investment News “DOL fiduciary rule changes not one size fits all”┬áJodie Papike writes that there is a great deal of uncertainty around the DOL fiduciary rule. Several of the larger broker dealers have expended a significant…

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